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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
Alexander & Alexander Services Inc.
(Name of Issuer)
COMMON STOCK, PAR VALUE $1.00 PER SHARE
(Title of Class of Securities)
14476105
(CUSIP Number)
Florence A. Davis - Vice President and General Counsel
American International Group, Inc.
70 Pine Street, New York, New York 10270 (212) 770-5457
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
February 15, 1996
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement / /. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
2
SCHEDULE 13D
- ------------------- ------------------
CUSIP NO. 014476105 Page 2 of 34 Pages
- ------------------- ------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
American International Group, Inc.
IRS No. 13-2592361
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated in the State of Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,883,203
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,883,203
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,883,203
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.39%
(represents 9.9% of the outstanding voting stock of
Alexander & Alexander Services Inc.)
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
3
SCHEDULE 13D
- ------------------- ------------------
CUSIP NO. 014476105 Page 3 of 34 Pages
- ------------------- ------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
American Home Assurance Company
IRS No. 13-5124990
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated in the State of New York
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,418,242
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,418,242
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,418,242
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.27%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
4
SCHEDULE 13D
- ------------------- ------------------
CUSIP NO. 014476105 Page 4 of 34 Pages
- ------------------- ------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Commerce & Industry Insurance Company
IRS No. 31-1938623
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated in the State of New York
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 732,480
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
732,480
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
732,480
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.56%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
5
SCHEDULE 13D
- ------------------- ------------------
CUSIP NO. 014476105 Page 5 of 34 Pages
- ------------------- ------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Insurance Company of the State of Pennsylvania
IRS No. 31-5540698
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Incorporated in the State of Pennsylvania
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 732,480
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
732,480
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
732,480
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / /
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.56%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IC, CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
6
Item 1. Security and Issuer
This Amendment No. 2 to Schedule 13D relates to the common stock, $1.00
par value per share (the "Common Stock"), of Alexander & Alexander Services
Inc., a Delaware corporation (the "Company"). Capitalized terms used herein
without definition shall have the meanings given to such terms in the Schedule
13D relating to the Common Stock filed by the Reporting Persons with the
Securities and Exchange Commission on July 15, 1994 (the "Schedule 13D").
Item 2. Identity and Background
Item 2 is amended as follows:
(a) the first sentence of the second paragraph is deleted and replaced
with the following:
"Starr International Company, Inc., a private holding company
incorporated in Panama ("SICO"), The Starr Foundation ("The Starr
Foundation"), a New York not-for-profit corporation, and C.V. Starr & Co.,
Inc., a Delaware corporation ("Starr") have the right to vote approximately
15.98%, 3.51%, and 2.37%, respectively, of the outstanding common stock of
AIG."
(b) the fourth sentence of the second paragraph is deleted and replaced
with the following:
"The directors and executive officers ("Covered Persons") of AIG, the
Purchasers, SICO, The Starr Foundation and Starr, their business addresses
and principal occupations are set forth in Exhibit A attached hereto, which
is incorporated herein by reference in its entirety."
(c) the sixth sentence of the second paragraph is deleted and replaced
with the following:
"Each of the Covered Persons is a citizen of the United States, except
for Messrs. Johnson, Manton, Milton, Sullivan and Edmund Tse, who are
British subjects, Messrs. Anderson and Cohen who are Canadian subjects, Mr.
Da Silva who is a Brazilian citizen, and Mr. Sakai, who is a Japanese
citizen."
7
-2-
Item 5. Interests in Securities of the Issuer
Item 5 is amended by adding the following:
"The information required by this Item is set forth in Items 7 through
11 and 13 of the cover pages of this Amendment No. 2 to Schedule 13D and is
based on the number of shares of Common Stock outstanding as of November 1,
1995 as contained in the Company's quarterly report on Form 10-Q relating to
the quarterly period ended September 30, 1995.
The number of shares beneficially owned by AIG and the Purchasers, as
described in Items 7 through 11 and 13 of the cover pages of this Amendment
No. 2 to Schedule 13D, reflects (i) the Purchasers' purchase of the
Preferred Shares pursuant to the Stock Purchase and Sale Agreement, (ii) the
beneficial ownership of the Portfolio Shares by AHAC and (iii) the receipt
by the Purchasers of dividends on the Preferred Shares owned by them which
were paid in the form of additional Preferred Shares, as reported in
Amendment No. 1 to Schedule 13D dated February 15, 1995 and in the amounts
and on the dates set forth below:
Preferred
Shares
Purchaser Received Date
- --------- --------- ----
AHAC 57,906.9866 03/15/95
AHAC 59,065.1264 06/15/95
AHAC 60,246.4289 09/15/95
AHAC 61,451.3575 12/15/95
CIIC 12,408.6400 03/15/95
CIIC 12,656.8128 06/15/95
CIIC 12,909.9490 09/15/95
CIIC 13,168.1480 12/15/95
ICP 12,408.6400 03/15/95
ICP 12,656.8128 06/15/95
ICP 12,909.9490 09/15/95
ICP 13,168.1480 12/15/95"
Item 7. Material to be filed as Exhibits
Item 7 is amended by replacing the previously filed Exhibit A with the
following updated exhibit:
A. Executive Officers and Directors of AIG, the Purchasers, SICO,
The Starr Foundation and Starr.
8
-3-
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 2, 1996
AMERICAN INTERNATIONAL GROUP, INC.
By: /s/ Edward E. Matthews
----------------------------------
Name: Edward E. Matthews
Title: Vice Chairman
AMERICAN
HOME ASSURANCE COMPANY
By: /s/ Edward E. Matthews
----------------------------------
Name: Edward E. Matthews
Title: Vice Chairman
COMMERCE AND INDUSTRY INSURANCE
COMPANY
By: /s/ Edward E. Matthews
----------------------------------
Name: Edward E. Matthews
Title: Vice Chairman
THE INSURANCE COMPANY OF THE STATE
OF PENNSYLVANIA
By: /s/ David J. Walsh
----------------------------------
Name: David J. Walsh
Title: Senior Vice President,
General Counsel
9
EXHIBIT INDEX
-------------
Exhibit No. Description Page No.
- ----------- ----------- --------
EX-99.A Executive Officers and Directors
1
EXHIBIT A
AMERICAN INTERNATIONAL GROUP, INC.
DIRECTORS
M. Bernard Aidinoff Sullivan & Cromwell
125 Broad Street
New York, New York 10004
Lloyd M. Bentsen 2600 Texas Commerce Tower
600 Travis Street, Suite 2600
Houston, Texas 77002
Marshall A. Cohen The Molson Companies Limited
40 King Street West
Toronto, Ontario M5H 3Z5
Barber B. Conable, Jr. P.O. Box 218
Alexander, New York 14005
Martin Feldstein National Bureau of Economic
Research, Inc.
1050 Massachusetts Avenue
Cambridge, Massachusetts 02138
Houghton Freeman American International Group,
Inc.
70 Pine Street
New York, New York 10270
Leslie L. Gonda International Lease Finance
Corporation
1999 Avenue of the Stars
Los Angeles, California 90067
M.R. Greenberg American International Group,
Inc.
70 Pine Street
New York, New York 10270
2
-2-
AMERICAN INTERNATIONAL GROUP, INC.
DIRECTORS (Continued)
Carla A. Hills Hills & Company
1200 19th Street, N.W. - 5th Flr.
Washington, DC 20036
Frank Hoenemeyer 7 Harwood Drive
Madison, New Jersey 07940
John I. Howell Indian Rock Corporation
P.O. Box 2606
Greenwich, Connecticut 06836
Edward E. Matthews American International Group,
Inc.
70 Pine Street
New York, New York 10270
Dean P. Phypers 220 Rosebrook Road
New Canaan, Connecticut 06840
John J. Roberts American International Group,
Inc.
70 Pine Street
New York, New York 10270
Ernest E. Stempel American International Group,
Inc.
70 Pine Street
New York, New York 10270
Thomas R. Tizzio American International Group,
Inc.
70 Pine Street
New York, New York 10270
3
-3-
AMERICAN INTERNATIONAL GROUP, INC.
DIRECTORS (Continued)
Honorary Directors
- ------------------
Marion E. Fajen 5608 N. Waterbury Road
Des Moines, Iowa 50312
The Honorable Douglas
MacArthur, II 2101 Connecticut Ave., N.W.
Apartment #4
Washington, DC 20008
Edwin A.G. Manton American International Group,
Inc.
70 Pine Street
New York, New York 10270
K.K. Tse American International Group,
Inc.
70 Pine Street
New York, New York 10270
4
AMERICAN INTERNATIONAL GROUP, INC.
EXECUTIVE OFFICERS
M.R. Greenberg 70 Pine Street
Chairman and Chief Executive New York, New York 10270
Officer
Thomas R. Tizzio 70 Pine Street
President New York, New York 10270
Edwin A.G. Manton 70 Pine Street
Senior Advisor New York, New York 10270
Edward E. Matthews 70 Pine Street
Vice Chairman - Finance New York, New York 10270
John J. Roberts 70 Pine Street
Vice Chairman - External New York, New York 10270
Affairs
Ernest E. Stempel 70 Pine Street
Vice Chairman - Life New York, New York 10270
Insurance
Evan G. Greenberg 70 Pine Street
Executive Vice President New York, New York 10270
Robert Sandler 70 Pine Street
Executive Vice President and New York, New York 10270
Senior Actuary and Senior
Claims Officer
Howard Smith 70 Pine Street
Executive Vice President and New York, New York 10270
Comptroller
Ronald J. Anderson 1-1-3 Marunouchi, Chiyoda-ku
Senior Vice President Tokyo 100, JAPAN
5
-2-
AMERICAN INTERNATIONAL GROUP, INC.
EXECUTIVE OFFICERS (Continued)
Edmund S.W. Tse 1 Stubbs Road
Executive Vice President - Hong Kong
Life Insurance
Lawrence W. English 70 Pine Street
Senior Vice President - New York, New York 10270
Administration
Axel Freudmann 72 Wall Street
Senior Vice President - New York, New York 10038
Human Resources
John G. Hughes 70 Pine Street
Senior Vice President - New York, New York 10270
Worldwide Claims
Kevin H. Kelley 200 State Street
Senior Vice President - Boston, MA 02109
Domestic General
Win J. Neuger 70 Pine Street
Senior Vice President New York, New York 10270
R. Kendall Nottingham 1 ALICO Plaza, P.O. Box 667
Senior Vice President - Wilmington, DE 19899
Life Insurance
Robert J. O'Connell 80 Pine Street
Senior Vice President New York, New York 10038
Petros K. Sabatacakis 70 Pine Street
Senior Vice President - New York, New York 10270
Financial Services
6
-3-
AMERICAN INTERNATIONAL GROUP, INC.
EXECUTIVE OFFICERS (Continued)
B. Michael Schlenke 70 Pine Street
Senior Vice President New York, New York 10270
William D. Smith 70 Pine Street
Senior Vice President New York, New York 10270
Martin J. Sullivan 120 Fenchurch Street
Senior Vice President London, England EC3M 5BP
Steven Y.N. Tse 70 Pine Street
Senior Vice President New York, New York 10270
Hamilton C. Da Silva 70 Pine Street
Vice President New York, New York 10270
Florence A. Davis 70 Pine Street
Vice President and General New York, New York 10270
Counsel
William A. Freda 70 Pine Street
Vice President New York, New York 10270
David M. Hupp 70 Pine Street
Vice President New York, New York 10270
L. Oakley Johnson 70 Pine Street
Vice President - Corporate New York, New York 10270
Affairs
Thomas G. Kaiser 70 Pine Street
Vice President New York, New York 10270
Jeffrey M. Kestenbaum 80 Pine Street
Vice President New York, New York 10038
7
-4-
AMERICAN INTERNATIONAL GROUP, INC.
EXECUTIVE OFFICERS (Continued)
Robert E. Lewis 70 Pine Street
Vice President New York, New York 10270
Stanton F. Long 70 Pine Street
Vice President New York, New York 10270
Christian Milton 99 John Street
Vice President - Reinsurance New York, New York 10038
Nicholas A. O'Kulich 70 Pine Street
Vice President - Life New York, New York 10270
Insurance
Douglas Paul 70 Pine Street
Vice President - Strategic New York, New York 10270
Planning
Frank Petralito II 70 Pine Street
Vice President and Director New York, New York 10270
Of Taxes
Kurt R. Schwamberger 70 Pine Street
Vice President New York, New York 10270
Kathleen E. Shannon 70 Pine Street
Vice President, Secretary New York, New York 10270
and Associate General
Counsel
Joseph C. Smetana, Jr. 70 Pine Street
Vice President New York, New York 10270
Joseph Umansky 70 Pine Street
Vice President and Deputy New York, New York 10270
Comptroller
8
-5-
AMERICAN INTERNATIONAL GROUP, INC.
EXECUTIVE OFFICERS (Continued)
John T. Wooster, Jr. 72 Wall Street
Vice President - New York, New York 10270
Communications
William N. Dooley 70 Pine Street
Treasurer New York, New York 10270
9
AMERICAN HOME ASSURANCE COMPANY
DIRECTORS
Michael J. Castelli American Home Assurance Company
99 John Street
New York, New York 10038
Charles Dangelo 70 Pine Street
New York, New York 10270
Florence A. Davis 70 Pine Street
New York, New York 10270
John G. Gantz, Jr. American International Group, Inc.
70 Pine Street
New York, New York 10270
Evan G. Greenberg 70 Pine Street
New York, New York 10270
M.R. Greenberg American International Group, Inc.
70 Pine Street
New York, New York 10270
Kristian P. Moor 70 Pine Street
New York, New York 10270
John G. Hughes American Home Assurance Company
70 Pine Street
New York, New York 10270
David M. Hupp American International Companies
70 Pine Street
New York, New York 10270
Edwin A.G. Manton American International Group, Inc.
70 Pine Street
New York, New York 10270
10
-2-
AMERICAN HOME ASSURANCE COMPANY
DIRECTORS (Continued)
Edward E. Matthews American International Group, Inc.
70 Pine Street
New York, New York 10270
Christian Milton American International Group, Inc.
99 John Street
New York, New York 10038
Win J. Neuger 70 Pine Street
New York, New York 10270
Takaki Sakai A.I.U. K.K.
P.O. Box 951
Tokyo, Japan
Robert Sandler American International Group, Inc.
70 Pine Street
New York, New York 10270
Michael B. Schlenke American Home Assurance Company
70 Pine Street
New York, New York 10270
Howard I. Smith American International Group, Inc.
70 Pine Street
New York, New York 10270
William D. Smith National Union Fire Insurance
Company of Pittsburgh, Pa.
70 Pine Street
New York, New York 10270
Thomas R. Tizzio American International Group, Inc.
70 Pine Street
New York, New York 10270
11
AMERICAN HOME ASSURANCE COMPANY
EXECUTIVE OFFICERS
William D. Smith 70 Pine Street
Chairman of the Board New York, New York 10270
Michael B. Schlenke 70 Pine Street
President and Chief Executive New York, New York 10270
Officer
Frank Douglas 70 Pine Street
Senior Vice President and New York, New York 10270
Actuary
John G. Gantz, Jr. 70 Pine Street
Senior Vice President New York, New York 10270
John G. Hughes 70 Pine Street
Senior Vice President - New York, New York 10270
Domestic Claims
Edward E. Matthews 70 Pine Street
Senior Vice President - New York, New York 10270
Finance
Frank Neuhauser 70 Pine Street
Senior Vice President New York, New York 10270
Sherman Sitrin 70 Pine Street
Senior Vice President and New York, New York 10270
Associate General Counsel
Charles Schader 70 Pine Street
Senior Vice President New York, New York 10270
Richard L. Thomas 99 John Street
Senior Vice President New York, New York 10038
12
-2-
AMERICAN HOME ASSURANCE COMPANY
EXECUTIVE OFFICERS (Continued)
David J. Walsh 70 Pine Street
Senior Vice President, New York, New York 10270
General Counsel
James A. Allen 70 Pine Street
Vice President and Assistant General New York, New York 10270
Counsel
Martin H. Banker 110 William Street
Vice President New York, New York 10038
Mark Bender 2005 Market Square
Vice President Suite 2800
Philadelphia, PA
Cary A. Boddeker 70 Pine Street
Vice President New York, New York 10270
Douglas Brosky 70 Pine Street
Vice President New York, New York 10270
Michael J. Castelli 99 John Street
Vice President, Treasurer New York, New York 10038
and Comptroller
Joseph Cavolo 110 William Street
Vice President New York, New York 10038
John Colona 505 Carr Road
Vice President Willmington, DE 19809
John Costigan 70 Pine Street
Vice President New York, New York 10270
13
-3-
AMERICAN HOME ASSURANCE COMPANY
EXECUTIVE OFFICERS (Continued)
Virginia Doty 70 Pine Street
Vice President New York, New York 10270
David N. Fields 70 Pine Street
Vice President New York, New York 10270
Kevin Fitzpatrick One Chase Manhattan Plaza
Vice President New York, New York
Augustin Formoso 70 Pine Street
Vice President New York, New York 10270
Harold Jacobowitz 70 Pine Street
Vice President New York, New York 10270
Dee Klock 99 John Street
Vice President New York, New York 10038
John H. McCue 80 Pine Street
Vice President New York, New York 10038
Gary McMillan 145 Wellington Street West
Vice President and Chief Toronto, Ontario, Canada M5J 1H8
Agent in Canada
Robert Meyer 200 Liberty Street
Vice President and New York, New York 10281
Assistant Treasurer
Christian Milton 99 John Street
Vice President - Reinsurance New York, New York 10038
Michael Mitrovic 70 Pine Street
Vice President New York, New York 10270
14
-4-
AMERICAN HOME ASSURANCE COMPANY
EXECUTIVE OFFICERS (Continued)
Lena Mkhitarian 70 Pine Street
Vice President New York, New York 10270
Kristian Moor 70 Pine Street
Vice President New York, New York 10270
Donald Nelson 70 Pine Street
Vice President New York, New York 10270
David Pinkerton 200 Liberty Street
Vice President - New York, New York 10281
Private Investments
John Schumacher 70 Pine Street
Vice President New York, New York 10270
Allen Silverstein 70 Pine Street
Vice President - Marketing New York, New York 10270
Michael V. Tripp 99 John Street
Vice President New York, New York 10038
15
THE STARR FOUNDATION
EXECUTIVE OFFICERS & DIRECTORS
M.R. Greenberg 70 Pine Street
Director and Chairman New York, New York 10270
T.C. Hsu 70 Pine Street
Director and President New York, New York 10270
Marion Breen 70 Pine Street
Director and Vice President New York, New York 10270
John J. Roberts 70 Pine Street
Director New York, New York 10270
Ernest E. Stempel 70 Pine Street
Director New York, New York 10270
Houghton Freeman 70 Pine Street
Director New York, New York 10270
Edwin A.G. Manton 70 Pine Street
Director New York, New York 10270
Gladys Thomas 70 Pine Street
Vice President New York, New York 10270
Frank Tengi 70 Pine Street
Treasurer New York, New York 10270
Ida Galler 70 Pine Street
Secretary New York, New York 10270
16
C.V. STARR & CO., INC.
EXECUTIVE OFFICERS & DIRECTORS
Houghton Freeman 70 Pine Street
Director and Senior New York, New York 10270
Vice President
Evan G. Greenberg 70 Pine Street
Director and Vice New York, New York 10270
President
Maurice R. Greenberg 70 Pine Street
Director, President and New York, New York 10270
Chief Executive Officer
Edwin A.G. Manton 70 Pine Street
Director New York, New York 10270
Edward E. Matthews 70 Pine Street
Director, Senior Vice New York, New York 10270
President and Secretary
John J. Roberts 70 Pine Street
Director and Senior New York, New York 10270
Vice President
Robert M. Sandler 70 Pine Street
Director and Vice New York, New York 10270
President
Howard I. Smith 70 Pine Street
Director and Vice President New York, New York 10270
Ernest E. Stempel 70 Pine Street
Director and Senior New York, New York 10270
Vice President
17
-2-
C.V. STARR & CO., INC.
EXECUTIVE OFFICERS & DIRECTORS (Continued)
Thomas R. Tizzio 70 Pine Street
Director and Vice New York, New York 10270
President
Edmund Tse No. 1 Stubbs Road
Director and Vice President Hong Kong
Stephen Y.N. Tse 70 Pine Street
Director and Vice President New York, New York 10270
Gary Nitzsche 70 Pine Street
Treasurer and Comptroller New York, New York 10270
18
STARR INTERNATIONAL COMPANY, INC.
EXECUTIVE OFFICERS & DIRECTORS
Houghton Freeman 70 Pine Street
Director New York, New York 10270
Evan G. Greenberg 70 Pine Street
Director New York, New York 10270
Maurice R. Greenberg 70 Pine Street
Director and Chairman New York, New York 10270
of the Board
Joseph C.H. Johnson P.O. Box 152
Executive Vice President and Hamilton, Bermuda
Treasurer
Edwin A.G. Manton 70 Pine Street
Director New York, New York 10270
Edward E. Matthews 70 Pine Street
Director New York, New York 10270
L. Michael Murphy P.O. Box 152
Director and Secretary Hamilton, Bermuda
John J. Roberts 70 Pine Street
Director New York, New York 10270
Robert M. Sandler 70 Pine Street
Director New York, New York 10270
Ernest E. Stempel 70 Pine Street
Director and President New York, New York 10270
Thomas R. Tizzio 70 Pine Street
Director New York, New York 10270
Edmund S.W. Tse No. 1 Stubbs Road
Director Hong Kong
19
COMMERCE AND INDUSTRY INSURANCE COMPANY
DIRECTORS
Michael J. Castelli American Home Assurance Company
99 John Street
New York, New York 10038
Florence A. Davis American International Group, Inc.
70 Pine Street
New York, New York 10270
M.R. Greenberg American International Group, Inc.
70 Pine Street
New York, New York 10270
John G. Hughes American Home Assurance Company
70 Pine Street
New York, New York 10270
David Hupp American Home Assurance Company
70 Pine Street
New York, New York 10270
Kevin H. Kelley Lexington Insurance Company
200 State Street
Boston, Massachusetts 02109
Edwin A.G. Manton American International Group, Inc.
70 Pine Street
New York, New York 10270
Edward E. Matthews American International Group, Inc.
70 Pine Street
New York, New York 10270
20
-2-
COMMERCE AND INDUSTRY INSURANCE COMPANY
DIRECTORS (Continued)
Walter L. Mooney Commerce & Industry Insurance
Company
70 Pine Street
New York, New York 10270
Win J. Neuger American International Group, Inc.
70 Pine Street
New York, New York 10270
Howard I. Smith American International Group, Inc.
70 Pine Street
New York, New York 10270
William D. Smith National Union Fire Insurance
Company of Pittsburgh, Pa.
70 Pine Street
New York, New York 10270
Thomas R. Tizzio American International Group, Inc.
70 Pine Street
New York, New York 10270
21
COMMERCE AND INDUSTRY INSURANCE COMPANY
EXECUTIVE OFFICERS
Kevin H. Kelley 200 State Street
Chairman of the Board Boston, MA 02109
Chief Executive Officer
Walter L. Mooney 70 Pine Street
President New York, New York 10270
Frank Douglas 70 Pine Street
Senior Vice President and New York, New York 10270
Actuary
Edward E. Matthews 70 Pine Street
Senior Vice President-Finance New York, New York 10270
David J. Walsh 70 Pine Street
Senior Vice President, General New York, New York 10270
Counsel
Sherman Sitrin 70 Pine Street
Senior Vice President and New York, New York 10270
Associate General Counsel
William Thornhill 70 Pine Street
Senior Vice President New York, New York 10270
James A. Allen 70 Pine Street
Vice President and Assistant New York, New York 10270
General Counsel
Martin H. Banker 110 William Street
Vice President New York, New York 10038
Michael J. Castelli 99 John Street
Vice President, Treasurer New York, New York 10038
and Comptroller
22
-2-
COMMERCE AND INDUSTRY INSURANCE COMPANY
EXECUTIVE OFFICERS (Continued)
Joseph Cavolo 70 Pine Street
Vice President New York, New York 10270
Kenneth Cornell 70 Pine Street
Vice President New York, New York 10270
David Fields 70 Pine Street
Vice President New York, New York 10270
Kevin Fitzpatrick One Chase Manhattan Plaza
Vice President New York, New York
John G. Hughes 70 Pine Street
Vice President New York, New York 10270
Shaun Kelly 70 Pine Street
Vice President New York, New York 10270
Dee Klock 99 John Street
Vice President New York, New York 10038
Robert Meyer 200 Liberty Street
Vice President and New York, New York 10281
Assistant Treasurer
Christian Milton 99 John Street
Vice President New York, New York 10038
Clifford E. Moore 70 Pine Street
Vice President - New York, New York 10270
Administration
David Pinkerton 200 Liberty Street
Vice President - Private New York, New York 10281
Investments
23
-3-
COMMERCE AND INDUSTRY INSURANCE COMPANY
EXECUTIVE OFFICERS (Continued)
Richard L. Thomas 70 Pine Street
Vice President New York, New York 10270
24
THE INSURANCE COMPANY OF THE STATE OF PENNSYLVANIA
DIRECTORS
Michael J. Castelli American Home Assurance Company
99 John Street
New York, New York 10038
M.R. Greenberg American International Group, Inc.
70 Pine Street
New York, New York 10270
John G. Hughes American Home Assurance Company
70 Pine Street
New York, New York 10270
David Hupp American Home Assurance Company
70 Pine Street
New York, New York 10270
Edwin A.G. Manton American International Group, Inc.
70 Pine Street
New York, New York 10270
Edward E. Matthews American International Group, Inc.
70 Pine Street
New York, New York 10270
Win J. Neuger The Insurance Company of the State
of Pennsylvania
70 Pine Street
New York, New York 10270
Howard I. Smith American International Group, Inc.
70 Pine Street
New York, New York 10270
25
-2-
THE INSURANCE COMPANY OF THE STATE OF PENNSYLVANIA
DIRECTORS (Continued)
William D. Smith National Union Fire Insurance
Company of Pittsburgh, Pa.
70 Pine Street
New York, New York 10270
Thomas R. Tizzio American International Group, Inc.
70 Pine Street
New York, New York 10270
26
THE INSURANCE COMPANY OF THE STATE OF PENNSYLVANIA
EXECUTIVE OFFICERS
Thomas R. Tizzio 70 Pine Street
Chairman of the Board New York, New York 10270
William D. Smith 70 Pine Street
President New York, New York 10270
Frank Douglas 70 Pine Street
Actuary New York, New York 10270
David J. Walsh 70 Pine Street
Senior Vice President, New York, New York 10270
General Counsel
Michael J. Castelli 99 John Street
Vice President, Treasurer and New York, New York 10038
Comptroller
Robert Meyer 200 Liberty Plaza
Vice President and New York, New York 10281
Assistant Treasurer
Christian Milton 99 John Street
Vice President New York, New York 10038
David Pinkerton 200 Liberty Plaza
Vice President - Private New York, New York 10281
Investments, Assistant
Treasurer
