SEC FORM
4/A
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O AMERICAN INTERNATIONAL GROUP, INC. |
1271 AVE OF THE AMERICAS |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMERICAN INTERNATIONAL GROUP, INC.
[ AIG ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
EVP, GC, Comms & Govt Affairs |
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3. Date of Earliest Transaction
(Month/Day/Year) 08/24/2022
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 08/26/2022
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
08/24/2022 |
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S |
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17,000
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D |
$54.01
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45,444 |
D |
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Common Stock |
08/24/2022 |
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G |
V |
1,800
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D |
$0.0000
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43,644 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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/s/ Ariel R. David, attorney-in-fact |
09/02/2022 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS that the undersigned hereby constitutes and appoints
each of Prabha Sipi Bhandari, Ariel R. David and Linda Kalayjian, signing
individually, the
undersigned's true and lawful attorney-in-fact to:
(1) Execute for and on behalf of the undersigned, Forms 3, 4, and 5 (and any
replacement
form or successor to such forms, as may be established by the U.S. Securities
and Exchange
Commission ("SEC") from time to time) in accordance with Section 16 of the
Securities Exchange
Act of 1934, as amended from time to time (the "Exchange Act") and the rules
promulgated
thereunder that the undersigned may be required to file as an officer of
American International
Group, Inc. (the "Company");
(2) Execute, for and on behalf of the undersigned, any Form 144 (and any
replacement
form or successor from, as may be established by the SEC from time to time)
required to be filed
on behalf of the undersigned in accordance with Rule 144 of the SEC, as amended
from time to
time.
(3) Do and perform any and all acts for and on behalf of the undersigned which
may be
necessary or desirable to complete and execute any of the documents referred to
in items (1) and
(2) above and timely file the same with the SEC and any stock exchange or
similar authority; and
(4) Take any other action of any type whatsoever in connection with the
foregoing which,
in the opinion of such attorney-in-fact, may be of benefit to, in the best
interest of, or legally
required by, the undersigned, it being understood that the documents executed by
such attorney-
in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be
in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-
in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to
do and perform any and every act and thing whatsoever requisite, necessary, or
proper to be
done in the exercise of any of the rights and powers herein granted, as fully to
all intents and
purposes as the undersigned might or could do if personally present, with full
power of substitution
or revocation, hereby ratifying and confirming all that such attorney-in-fact,
or such attorney-in-
fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this Power of
Attorney and the rights and powers herein granted. The undersigned acknowledges
that each
attorney-in-fact, in serving in such capacity at the request of the undersigned,
is not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section
16 of the Exchange Act, Rule 144 of the SEC or any other provision of the
securities laws.
This Power of Attorney shall remain in full force and effect until the
undersigned is no
longer required to file any of the documents referred to above with respect to
the undersigned's
holdings of and transactions in securities of the Company, unless earlier
revoked by the
undersigned in a signed writing delivered to each attorney-in-fact; provided
that in the event the
attorney-in-fact ceases to be an employee of the Company or its affiliates, this
Power of Attorney
shall cease to have effect in relation to such attorney-in-fact but shall
continue in full force and
effect in relation to any remaining attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 27 day of June, 2022.
Signature: /s/ Luciana Fato
Luciana Fato