SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
AMERICAN INTERNATIONAL GROUP, INC.

(Last) (First) (Middle)
1271 AVENUE OF THE AMERICAS

(Street)
NEW YORK NY 10020

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/06/2022
3. Issuer Name and Ticker or Trading Symbol
Cliffwater Corporate Lending Fund [ CCLFX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
5.44% Series B Senior Secured Notes due July 19, 2025 $12,500,000 I Held through subsidiaries(1)
5.50% Series C Senior Secured Notes due July 19, 2026 $34,000,000 I Held through subsidiaries(2)
5.61% Series E Senior Secured Notes due July 19, 2027 $42,500,000 I Held through subsidiaries(3)
5.72% Series F Senior Secured Notes due July 19, 2029 $33,000,000 I Held through subsidiaries(4)
5.72% Series G Senior Secured Notes due July 19, 2029 $28,000,000 I Held through subsidiary(5)
7.10% Series I Senior Secured Notes due December 6, 2027 $60,000,000 I Held through subsidiaries(6)
7.17% Series J Senior Secured Notes due December 6, 2029 $40,000,000 I Held through subsidiary(7)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. American General Life Insurance Company ("AGLIC"), an indirectly controlled subsidiary of American International Group, Inc. ("AIG"), and National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), an indirect wholly owned subsidiary of AIG, directly hold $10,967,500 principal amount and $1,532,500 principal amount of the reported securities, respectively.
2. National Union and The United States Life Insurance Company in the City of New York, an indirectly controlled subsidiary of AIG, directly hold $4,168,400 principal amount and $29,831,600 principal amount of the reported securities, respectively.
3. AGLIC, National Union and The Variable Annuity Life Insurance Company ("VAL"), an indirectly controlled subsidiary of AIG, directly hold $27,289,500 principal amount, $5,210,500 principal amount and $10,000,000 principal amount of the reported securities, respectively.
4. AGLIC and VAL directly hold $18,000,000 principal amount and $15,000,000 principal amount of the reported securities, respectively.
5. AGLIC directly holds $28,000,000 principal amount of the reported securities.
6. AGLIC and Lexington Insurance Company, an indirect wholly owned subsidiary of AIG, directly hold $52,644,000 principal amount and $7,356,000 principal amount of the reported securities, respectively.
7. AGLIC directly holds $40,000,000 principal amount of the reported securities.
Remarks:
Filed pursuant to Section 30(h) of the Investment Company Act of 1940. The Reporting Person indirectly beneficially owns in excess of 10% of the referenced securities.
/s/ Elaine Rocha, Authorized Signatory of American International Group, Inc. 12/16/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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